Interference occurs when the treatment (or exposure) of a unit affects the outcome of another unit. In some settings, units may be grouped into clusters such that it is reasonable to assume that interference, if present, only occurs between individuals in the same cluster, i.e., there is clustered interference. Various causal estimands have been proposed to quantify treatment effects under clustered interference from observational data, but these estimands either entail treatment policies lacking real-world relevance or are based on parametric propensity score models. Here, we propose new causal estimands based on incremental changes to propensity scores which may be more relevant in many contexts and are not based on parametric models. Nonparametric sample splitting estimators of the new estimands are constructed, which allow for flexible data-adaptive estimation of nuisance functions and are consistent, asymptotically normal, and efficient, converging at the usual parametric rate. Simulations show the finite sample performance of the proposed estimators. The proposed methods are applied to evaluate the effect of water, sanitation, and hygiene facilities on diarrhea incidence among children in Senegal under clustered interference.
翻译:当一个单位的处理(或接触)影响到另一个单位的结果时,就会发生干扰。在有些情况下,可以将单位分组为新的因果估计值,这样可以合理地假定,如果出现干扰,只有在同一个组的个人之间发生,即存在集束干扰。提出了各种因果估计值,以便在观察数据的集束干扰下量化处理效果,但这些估计值要么涉及缺乏现实世界相关性的治疗政策,要么基于准偏差偏差分模型。在这里,我们提出新的因果估计值,其依据是对适应性分分数的递增变化,这种变化在许多情况下可能更为相关,而不是基于准度模型。新的估计值的非对准抽样分布估计值的构建了新估计值的非对数据进行灵活适应性估计,从而能够灵活地对扰乱功能进行数据调整性估计,并且与通常的偏差率一样正常和高效地一致。模拟显示拟议估计值分数的有限样本性能。拟议方法用于评估塞内加尔水、环境卫生和卫生设施在水、水下的影响。